Research → Appendices and References

Appendices and References

Conservation-Oriented Residential Water Rate Design and Household Occupancy
An Investigative Review of New York's Regulatory Framework

List of Abbreviations

The following abbreviations are used throughout this report.

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AbbreviationMeaning
AWWAAmerican Water Works Association
CCFHundred Cubic Feet (water billing unit)
DECNew York State Department of Environmental Conservation
DPSNew York State Department of Public Service
EPAUnited States Environmental Protection Agency
IRWDIrvine Ranch Water District
LVMWDLas Virgenes Municipal Water District
PSCNew York State Public Service Commission
VEOVeolia Water New York
LIBLiberty Utilities (New York Water) Corp.

Appendix A

Principal New York Regulatory Proceedings Examined

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ProceedingCasePrimary SubjectPrimary Chapters
Veolia Water New York23-W-0111Conservation-oriented residential rate plan; inclining block rates; conservation programs1, 2, 4, 8, 9, 10
Liberty Utilities (New York Water)23-W-0235Threshold Analysis; conservation-oriented rate structure; Commission review1, 3, 4, 8, 9

The proceedings listed above constitute the principal New York regulatory sources examined throughout this report. Additional governmental publications, Department of Public Service materials, conservation guidance, and comparative utility documents are cited where relevant to support particular chapters.


Appendix B

Comparable Utility Programs Reviewed

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UtilityStateAdministrative TopicPrimary Chapters
Irvine Ranch Water District (IRWD)CaliforniaBudget-based allocations; proof of permanent residency; District-specified reconfirmation6, 7
Las Virgenes Municipal Water District (LVMWD)CaliforniaWater-budget adjustments based on permanent-resident count; District review6, 7
City of BoulderColoradoHousehold-size adjustments; audit and annual renewal6, 7

These utilities are presented solely as comparative examples illustrating documented administrative practices. They are not presented as legal precedent for New York, but as evidence that occupancy-based adjustments with utility review and, in some programs, documentary verification can be incorporated into conservation-oriented residential rate structures while preserving conservation objectives. Their inclusion demonstrates documented administrative feasibility rather than a recommendation that New York adopt any specific program design.


Appendix C

Principal Government and Industry References

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OrganizationPrincipal Documents Used
New York State Public Service CommissionVeolia Order and Joint Proposal (23-W-0111); Liberty Order and Joint Proposal (23-W-0235)
New York State Department of Environmental Conservation“Water Use & Conservation”; “Water Conservation Requirements”; Water Conservation Manual
United States Environmental Protection AgencyWaterSense: “How We Use Water”; “Statistics and Facts”; “Understanding Your Water Bill”
American Water Works AssociationWater Conservation Programs—A Planning Manual (Manual M52)
Water Research FoundationResidential End Uses of Water, Version 2: Executive Report

References

New York State Public Service Commission

New York State Public Service Commission. Order Adopting Joint Proposal as Modified and Establishing Rate Plan, Case 23-W-0111 (issued May 16, 2024).

New York State Public Service Commission. Joint Proposal, Case 23-W-0111 (filed January 4, 2024).

New York State Public Service Commission. Order Adopting Terms of Joint Proposal and Establishing Rate Plan, Case 23-W-0235 (issued August 15, 2024).

New York State Public Service Commission. Joint Proposal and Appendices, Case 23-W-0235 (filed May 31, 2024).

New York State Department of Public Service

New York State Department of Public Service. Staff statements, interrogatories, testimony, and related materials filed in Cases 23-W-0111 and 23-W-0235.

New York State Department of Environmental Conservation

New York State Department of Environmental Conservation. “Water Use & Conservation.”

New York State Department of Environmental Conservation. “Water Conservation Requirements.”

New York State Department of Environmental Conservation. A Survey of Methods for Implementing and Documenting Water Conservation in New York (Water Conservation Manual).

United States Environmental Protection Agency

United States Environmental Protection Agency, WaterSense. “How We Use Water.”

United States Environmental Protection Agency, WaterSense. “Statistics and Facts.”

United States Environmental Protection Agency, WaterSense. “Understanding Your Water Bill.”

United States Environmental Protection Agency, WaterSense. “Start Saving.”

American Water Works Association

American Water Works Association. Water Conservation Programs—A Planning Manual (Manual M52), 2nd ed. (2017).

American Water Works Association. Water Conservation for Small- and Medium-Sized Utilities.

Water Research Foundation

DeOreo, William B., et al. Residential End Uses of Water, Version 2: Executive Report. Water Research Foundation, Project 4309, Report 4309A, 2016.

Utility Publications

Liberty Utilities (New York Water) Corp.

Threshold Analysis Study 2024, filed in Case 23-W-0235 on December 27, 2024.

Joint Proposal supporting materials, Case 23-W-0235.

Tariff provisions.

Customer conservation materials.

Veolia Water New York

Joint Proposal, § XVIII, “Conservation & Efficiency Program,” Case 23-W-0111 (dated January 4, 2024).

Tariff provisions.

Customer education publications.

Rate case filings.

Irvine Ranch Water District

“Residential Water Rates.”

“Request A Water Variance.”

Rules and Regulations, §§ 12.7.1–12.7.2 (adopted June 9, 2025).

“Privacy Policy.”

Las Virgenes Municipal Water District

“Water Budgets.”

“Water Budget Adjustment Request.”

“Privacy Policy.”

City of Boulder

City Manager Rule 11-1-3.A(21), “Water Budget Policy Overview and Review Process,” Attachment A.

“Water Budget Adjustment Application.”

“Privacy Policy.”

Industry and Government Publications

Additional government publications, industry guidance, and utility documents cited throughout the report in support of residential water conservation, conservation-oriented rate design, household occupancy, administrative feasibility, and customer privacy.


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